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Registered advisor
M•••••• R•• W•••••••
Feed of 09/14/2026
Also filed as Michael Williams
At current firm
3 y
since Apr 20, 2023
In the industry
16 y
since Apr 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 20, 2023 · St. Louis, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 3, 2022 to Mar 16, 2023 · Chesterfield, Mo
- U•• F•••••••• S••••••• I••• wirehouseAug 28, 2017 to Feb 15, 2022 · Leawood, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 2, 2010 to Jul 31, 2017 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to E••••• J••••left Mar 16, 2023, registered Apr 20, 2023 (35 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 15, 2022, registered Mar 3, 2022 (16 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jul 31, 2017, registered Aug 28, 2017 (28 days) · Wirehouse to wirehouse
Signals
- M•••••• R•• W••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E••••• J•••• (registered 2023-04-20)Mar 16, 2023 · Advisor changed firm · fact
- M•••••• R•• W••••••• left U•• F•••••••• S••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-03-03)Feb 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address