RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• B•••••• S••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 29, 2020 · Cannonsburg, Pa
- W•••••• • R••• formerJan 3, 2013 to Jun 9, 2020 · Washington, Pa
- E••••• J•••• national BDAug 11, 2010 to Jan 9, 2013 · Mc Murray, Pa
- W•••••• • R••• to L•• F•••••••• L••left Jun 9, 2020, registered May 29, 2020 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- E••••• J•••• to W•••••• • R•••left Jan 9, 2013, registered Jan 3, 2013 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address