DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William W. Peng
Feed of 09/14/2026
Also filed as Wei Peng
At current firm
5 y
since Oct 6, 2020
In the industry
18 y
since Dec 1, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Markets Iq, LLC independent RIA currentsince Oct 6, 2020 · Arlington, Tx
- Stonex Advisors Inc. BD affiliatedDec 6, 2019 to Aug 11, 2020 · Birmingham, Al
- Quest Capital Strategies, Inc. formerMar 21, 2018 to Dec 6, 2019 · Sudbury, Ma
- Capital Markets Iq, LLC independent RIAApr 6, 2016 to Mar 21, 2018 · Sudbury, Ma
- Quest Capital Strategies, Inc. formerFeb 21, 2013 to Apr 4, 2016 · Sudbury, Ma
- Morgan Stanley wirehouseOct 7, 2010 to Mar 9, 2011 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Stonex Advisors Inc. to Capital Markets Iq, LLCleft Aug 11, 2020, registered Oct 6, 2020 (56 days) · Affiliated broker-dealer or bank to independent RIA
- Quest Capital Strategies, Inc. to Stonex Advisors Inc.left Dec 6, 2019, registered Dec 6, 2019 (0 days) · corporate re-registration, not a move
- Capital Markets Iq, LLC to Quest Capital Strategies, Inc.left Mar 21, 2018, registered Mar 21, 2018 (0 days) · RIA to RIA
- Quest Capital Strategies, Inc. to Capital Markets Iq, LLCleft Apr 4, 2016, registered Apr 6, 2016 (2 days) · Other
- Morgan Stanley to Quest Capital Strategies, Inc.left Mar 9, 2011, registered Feb 21, 2013 (715 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address