RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R••• W•••••
- T•• M••••• G••••• L•• independent RIA currentsince Jul 23, 2025 · Prior Lake, Mn
- F••••• I••••••••• independent RIAMay 13, 2020 to Apr 25, 2024 · Minneapolis, Mn
- M•••• G•••• W••••• M••••••••• I••• independent RIAJan 14, 2014 to Mar 9, 2020 · Minnetonka, Mn
- L•• F•••••••• L•• BD affiliatedJan 7, 2013 to Jan 18, 2013 · Minnetonka, Mn
- F••••• I••••••••• to T•• M••••• G••••• L••left Apr 25, 2024, registered Jul 23, 2025 (454 days) · RIA to RIA
- M•••• G•••• W••••• M••••••••• I••• to F••••• I•••••••••left Mar 9, 2020, registered May 13, 2020 (65 days) · RIA to RIA
- L•• F•••••••• L•• to M•••• G•••• W••••• M••••••••• I•••left Jan 18, 2013, registered Jan 14, 2014 (361 days) · Other
- K•••• R••• W••••• left F••••• I••••••••• for T•• M••••• G••••• L•• (registered 2025-07-23)Apr 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address