DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Dean Kliewer
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tim Kliewer
At current firm
9 y
since Mar 9, 2017
In the industry
16 y
since Jul 20, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sjhl Financial Group independent RIA currentsince Mar 9, 2017 · Mcpherson, Ks
- Wealth Management mixed wealthNov 3, 2015 to Mar 26, 2018 · Mcpherson, Ks
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Oct 9, 2015 · Mcpherson, Ks
- Cetera Investment Services LLC formerNov 12, 2013 to Jan 21, 2014 · Mcpherson, Ks
- Invest Financial Corporation formerJul 22, 2010 to Nov 11, 2013 · Mcpherson, Ks
Moves
a registration end followed by a registration begin elsewhere
- Wealth Management to Sjhl Financial Groupleft Mar 26, 2018, registered Mar 9, 2017 (-382 days) · Other · moved with a team
- Cetera Investment Advisers LLC to Wealth Managementleft Oct 9, 2015, registered Nov 3, 2015 (25 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Invest Financial Corporation to Cetera Investment Services LLCleft Nov 11, 2013, registered Nov 12, 2013 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address