RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• D••••• B••••
- R•••••• W••••• independent RIA currentsince Apr 22, 2026 · Troy, Mi
- L•• F•••••••• L•• BD affiliatedMay 4, 2023 to Apr 23, 2026 · Rochester Hills, Mi
- E•••••••• A•••••••• L•• national BDJul 1, 2022 to Jan 13, 2023 · Troy, Mi
- K••••• A••••••• S•••••••• L•• BD affiliatedJun 10, 2019 to Jun 30, 2022 · Royal Oak, Mi
- E•••••••• A•••••••• L•• national BDOct 11, 2016 to May 23, 2019 · Troy, Mi
- L•• F•••••••• L•• to R•••••• W•••••left Apr 23, 2026, registered Apr 22, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Jan 13, 2023, registered May 4, 2023 (111 days) · Affiliated broker-dealer or bank to another
- K••••• A••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Jun 30, 2022, registered Jul 1, 2022 (1 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••left May 23, 2019, registered Jun 10, 2019 (18 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••••• D••••• B•••• left L•• F•••••••• L•• for R•••••• W••••• (registered 2026-04-22)Apr 23, 2026 · Advisor changed firm · fact
- W•••••• D••••• B•••• left E•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2023-05-04)Jan 13, 2023 · Advisor changed firm · fact
- W•••••• D••••• B•••• left K••••• A••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2022-07-01)Jun 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address