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Registered advisor
M•••••• C•••••• M•••••
Feed of 09/14/2026
Also filed as M•••••• C M•••••
At current firm
0 y
since May 4, 2026
In the industry
15 y
since Jul 1, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince May 4, 2026 · Troy, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 7, 2020 to May 4, 2026 · Bloomfield Hills, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMay 31, 2019 to Dec 22, 2020 · Birmingham, Mi
- W•••• F•••• A••••••• wirehouseNov 29, 2017 to May 14, 2019 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 24, 2012 to Nov 30, 2017 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• W•••••• I•••left May 4, 2026, registered May 4, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 22, 2020, registered Dec 7, 2020 (-15 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••left May 14, 2019, registered May 31, 2019 (17 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 30, 2017, registered Nov 29, 2017 (-1 days) · Wirehouse to wirehouse
Signals
- M•••••• C•••••• M••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• W•••••• I••• (registered 2026-05-04)May 4, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address