RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Q••• D••••
- R••••••••• A•• W••••• A• A••••••• L•• institutional currentsince Mar 19, 2025 · Hiliard, Oh
- P•••• S••••••••• L•• no RAUMApr 12, 2019 to Jul 23, 2021 · Columbus, Oh
- M••••• A•••• M••••••••• I••• asset managerOct 1, 2012 to Feb 6, 2019 · Dublin, Oh
- M••••• A••••••• S•••••••• I••• independent RIAOct 1, 2012 to Feb 6, 2019 · Dublin, Oh
- P•••• S••••••••• L•• to R••••••••• A•• W••••• A• A••••••• L••left Jul 23, 2021, registered Mar 19, 2025 (1335 days) · Other
- M••••• A•••• M••••••••• I••• to M••••• A••••••• S•••••••• I•••left Feb 6, 2019, registered Oct 1, 2012 (-2319 days) · Other
- M••••• A••••••• S•••••••• I••• to P•••• S••••••••• L••left Feb 6, 2019, registered Apr 12, 2019 (65 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address