DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Anthony Aronica
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Charles Anthony Aronica
At current firm
3 y
since Jan 17, 2023
In the industry
15 y
since Nov 10, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Orion Portfolio Solutions, LLC BD affiliated currentsince Jan 17, 2023 · Berwyn, Pa
- Orion Portfolio Solutions, LLC formerJan 7, 2022 to Jan 6, 2023 · Berwyn, Pa
- Orion Portfolio Solutions, LLC BD affiliatedMay 13, 2021 to Dec 31, 2021 · Omaha, Ne
- Ladenburg Thalmann Asset Management Inc otherMay 12, 2016 to May 12, 2021 · New York, Ny
- Citigroup Global Markets Inc. BD affiliatedOct 17, 2012 to May 6, 2016 · Wilmington, De
- Convergent Wealth Advisors, LLC formerNov 11, 2010 to Jun 1, 2011 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Orion Portfolio Solutions, LLC to Orion Portfolio Solutions, LLCleft Jan 6, 2023, registered Jan 17, 2023 (11 days) · corporate re-registration, not a move
- Orion Portfolio Solutions, LLC to Orion Portfolio Solutions, LLCleft Dec 31, 2021, registered Jan 7, 2022 (7 days) · corporate re-registration, not a move
- Ladenburg Thalmann Asset Management Inc to Orion Portfolio Solutions, LLCleft May 12, 2021, registered May 13, 2021 (1 days) · RIA to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Ladenburg Thalmann Asset Management Incleft May 6, 2016, registered May 12, 2016 (6 days) · Other
- Convergent Wealth Advisors, LLC to Citigroup Global Markets Inc.left Jun 1, 2011, registered Oct 17, 2012 (504 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address