RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• W• C•••
- B••••••• I••• independent RIA currentsince Jan 5, 2024 · Foster City, Ca
- M••••• S•••••• wirehouseMar 21, 2022 to Jan 4, 2024 · Menlo Park, Ca
- B••••••• I••• independent RIASep 6, 2013 to Jan 4, 2022 · Foster City, Ca
- M••••• S•••••• to B••••••• I•••left Jan 4, 2024, registered Jan 5, 2024 (1 days) · Wirehouse to independent RIA
- B••••••• I••• to M••••• S••••••left Jan 4, 2022, registered Mar 21, 2022 (76 days) · RIA to wirehouse
- R••• W• C••• left M••••• S•••••• for B••••••• I••• (registered 2024-01-05)Jan 4, 2024 · Advisor changed firm · fact
- R••• W• C••• left B••••••• I••• for M••••• S•••••• (registered 2022-03-21)Jan 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address