DFX Intelligence
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Registered advisor
T••• T••• P•••
Feed of 09/15/2026
Also filed as T•• T••• P•••
At current firm
7 y
since Oct 8, 2018
In the industry
16 y
since Jul 13, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Oct 8, 2018 · Denver, Co
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 17, 2015 to Jul 6, 2018 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Jul 6, 2018, registered Oct 8, 2018 (94 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address