RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J••• M•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 1, 2025 · Richmond, Mi
- S•• BD affiliatedJul 30, 2015 to Jun 29, 2018 · Richmond, Mi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 22, 2014 to Apr 30, 2015 · Detroit, Mi
- S•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 29, 2018, registered Jan 1, 2025 (2378 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to S••left Apr 30, 2015, registered Jul 30, 2015 (91 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address