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Registered advisor
B•••••• M•••••• P•••••••
Feed of 09/15/2026
Also filed as B•••••• M•••••• P•••••••
At current firm
1 y
since Nov 14, 2024
In the industry
16 y
since Aug 17, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Syracuse, Ny
- P•••• S••••••••• L•• no RAUMAug 11, 2020 to Nov 14, 2024 · Syracuse, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 16, 2015 to Jul 15, 2020 · Williamsville, Ny
- M••••• S•••••• wirehouseMay 20, 2011 to Jul 11, 2012 · Buffalo, Ny
- W••• S••••• F•••••••• G••••• I•• formerAug 26, 2010 to Mar 10, 2011 · Victor, Ny
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••left Jul 15, 2020, registered Aug 11, 2020 (27 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 11, 2012, registered Nov 16, 2015 (1223 days) · Wirehouse to wirehouse
- W••• S••••• F•••••••• G••••• I•• to M••••• S••••••left Mar 10, 2011, registered May 20, 2011 (71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address