J••• D••••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Tucson, Az
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Mar 31, 2025 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Jun 10, 2016 to Jul 13, 2018 · Tucson, Az
• O•••• F•• I••• former
  Aug 21, 2015 to Feb 26, 2016 · Farmington, Nm
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 10, 2010 to Sep 26, 2013 · Phoenix, Az

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to S•••••••• A••••••• L••
  left Feb 26, 2016, registered Jun 10, 2016 (105 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••
  left Sep 26, 2013, registered Aug 21, 2015 (694 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address