RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• T• B••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Mar 30, 2026 · St. Louis, Mo
- H•••••••• F•••••••• G•••• L•• independent RIADec 16, 2024 to Jan 8, 2026 · Virginia Beach, Va
- L•• F•••••••• L•• BD affiliatedNov 26, 2024 to Apr 22, 2025 · Virginia Beach, Va
- H•••••••• F•••••••• G•••• L•• to F•••• P••••••• W•••••• L••left Jan 8, 2026, registered Mar 30, 2026 (81 days) · RIA to RIA
- L•• F•••••••• L•• to H•••••••• F•••••••• G•••• L••left Apr 22, 2025, registered Dec 16, 2024 (-127 days) · Affiliated broker-dealer or bank to independent RIA
- N•••• T• B•••• left H•••••••• F•••••••• G•••• L•• for F•••• P••••••• W•••••• L•• (registered 2026-03-30)Jan 8, 2026 · Advisor changed firm · fact
- N•••• T• B•••• left L•• F•••••••• L•• for H•••••••• F•••••••• G•••• L•• (registered 2024-12-16)Apr 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address