RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M•••• R••••
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Jupiter, Fl
- S•••••••• F••••••••• I••• formerFeb 1, 2021 to Sep 1, 2023 · Jupiter, Fl
- L•• F•••••••• L•• BD affiliatedDec 12, 2017 to Jan 25, 2021 · Jupiter, Fl
- S•• I••••••••• I••• formerSep 28, 2015 to Dec 8, 2017 · Flemington, Nj
- I••••• F•••••••• C••••••••• formerJan 16, 2013 to Dec 9, 2013 · Basking Ridge, Nj
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S•••••••• F••••••••• I•••left Jan 25, 2021, registered Feb 1, 2021 (7 days) · Affiliated broker-dealer or bank to another
- S•• I••••••••• I••• to L•• F•••••••• L••left Dec 8, 2017, registered Dec 12, 2017 (4 days) · Other · moved with a team
- I••••• F•••••••• C••••••••• to S•• I••••••••• I•••left Dec 9, 2013, registered Sep 28, 2015 (658 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address