RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• C••••••••• P•••••••
- G••••••••• F•••••••• P••••••• state registered currentsince Jul 10, 2020 · Reston, Va
- E•••••• W••••• M••••••••• L•• independent RIAMar 31, 2020 to May 8, 2020 · Arlington, Va
- S••••••• W••••• M••••••••• independent RIAAug 27, 2012 to Mar 23, 2020 · Mclean, Va
- T•• F•••••• G••••• L•• independent RIAJun 21, 2011 to Aug 6, 2012 · Chesterbrook, Pa
- E•••••• W••••• M••••••••• L•• to G••••••••• F•••••••• P•••••••left May 8, 2020, registered Jul 10, 2020 (63 days) · RIA to a state-registered adviser
- S••••••• W••••• M••••••••• to E•••••• W••••• M••••••••• L••left Mar 23, 2020, registered Mar 31, 2020 (8 days) · RIA to RIA
- T•• F•••••• G••••• L•• to S••••••• W••••• M•••••••••left Aug 6, 2012, registered Aug 27, 2012 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address