DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Fairman Group, LLC
Latest filing Mar 30, 2026
First filing on the tape Nov 11, 2011 · 23 filings
SEC status approved since Jul 19, 2002
RAUM
$902M
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
100%
$902M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
17
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$902M as of Mar 30, 2026
Mar 30, 2012$261M then
HNW client RAUM$889M as of Mar 30, 2026
Mar 30, 2018$483M then
State-registered IARs (5.B.3)16 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)17 as of Mar 30, 2026
Mar 25, 201331 then
Private funds: no history
RAUM +6.0% over the last fiscal year+10% a year over threeIARs 15 to 16
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.2MderivedHNW RAUM over HNW clients
- Average account
- $893,199derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $6.1M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$889M99%
- Individuals$12.8M1.4%
- Individual clients
- 19reported
- HNW clients
- 123reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,010reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.1M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Douglas Eugene MorisoliCertified Financial Planner | Berwyn, Pa | Aug 1, 2002 | 31 y | 0 |
| Shawn Paul KindtCertified Financial Planner, Personal Financial Specialist | Chesterbrook, Pa | Aug 1, 2002 | 25 y | 0 |
| Marianne Coccia InforzatoCertified Financial Planner | Berwyn, Pa | Aug 1, 2002 | 33 y | 0 |
| Kelley Rebecca Taylor | Chesterbrook, Pa | Jan 15, 2008 | 20 y | 0 |
| Roy Milton Fairman | Chesterbrook, Pa | Feb 8, 2008 | 24 y | 0 |
| Andrew Runyon Green | Chesterbrook, Pa | Oct 22, 2009 | 17 y | 0 |
| Ryan Jeffrey GelrodChartered Financial Analyst | Chesterbrook, Pa | Mar 25, 2013 | 31 y | 0 |
| Patrick Randall GorgonzolaCertified Financial Planner | Chesterbrook, Pa | Nov 18, 2016 | 14 y | 1 |
| Samuel Joseph Mullen | Chesterbrook, Pa | Jul 1, 2020 | 13 y | 0 |
| Nathan Lee Fullmer | Chesterbrook, Pa | Mar 23, 2021 | 10 y | 0 |
| Samantha Lee Lavrich | Chesterbrook, Pa | Mar 29, 2022 | 12 y | 1 |
| Kyle Daniel French | Chesterbrook, Pa | Mar 15, 2023 | 12 y | 0 |
| Matthew SnyderCertified Financial Planner | Chesterbrook, Pa | Apr 30, 2024 | 11 y | 1 |
| Jason Thomas Kleinschmidt | Chesterbrook, Pa | Nov 4, 2024 | 11 y | 0 |
| Andrea Michelle GorniokCertified Financial Planner | Chesterbrook, Pa | Mar 11, 2025 | 11 y | 0 |
| Mary Dal NogareCertified Financial Planner | Chesterbrook, Pa | Jan 20, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Timothy Michael Wiand to Ep Wealth AdvisorsAug 13, 2024 · RIA to RIA
- Matthew Bruce Ohrenich to Ethos Financial Group, LLCJan 31, 2024 · RIA to RIA
- Nathan Patrick Goldman to Hartford FundsAug 9, 2023 · Other
- Nicholas Paolo Pileggi to The Marshall Financial Group, IncOct 14, 2019 · RIA to RIA
- Rachel Fieweger Moran to Rtd Financial Advisors IncOct 4, 2013 · Other
- Ryan Christopher Phillips to Sagevest Wealth ManagementAug 6, 2012 · Other
Joined, latest
- Mary Dal Nogare from Mycio Wealth Partners, LLCJan 20, 2026 · RIA to RIA
- Matthew Snyder from Pruco Securities, LLCApr 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- Samantha Lee Lavrich from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 29, 2022 · Wirehouse to independent RIA
- Patrick Randall Gorgonzola from Vanguard Advisers, Inc.Nov 18, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Milton Roy Fairman · Chief Executive Officercontrolsince 06/2002 · owns less than 5%
- Coccia Marianne Inforzato · Partnercontrolsince 06/2002 · owns 25% to 50%
- Paul Shawn Kindt · Partnercontrolsince 06/2002 · owns 25% to 50%
- Eugene Douglas Morisoli · Partner/Chief Compliance Officercontrolsince 06/2002 · owns 25% to 50%
Related persons
Schedule D 7.A
- Fairman Group Family Office Llpinsurancecustodiany
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chesterbrook, Pa · principal | 14 | 1 | 0 | ||
| Berwyn, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,025 to 1,010Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 15 to 16Mar 27, 2025 to Mar 30, 2026
- Advisory activities · 4 to 3Mar 27, 2025 to Mar 30, 2026
- HNW clients · 124 to 123Mar 27, 2025 to Mar 30, 2026
- Individual clients · 21 to 19Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $6.5M to $6.1MMar 27, 2025 to Mar 30, 2026
- Employees · 16 to 17Mar 27, 2025 to Mar 30, 2026
- State-registered IARs · 15 to 16Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $496M to $512MMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $840M to $889MMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $11.3M to $12.8MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $355M to $390MMar 27, 2025 to Mar 30, 2026
- RAUM · $851M to $902MMar 27, 2025 to Mar 30, 2026
- Accounts · 994 to 1,025Nov 25, 2024 to Mar 27, 2025
- Advisory employees · 14 to 15Nov 25, 2024 to Mar 27, 2025
- HNW clients · 126 to 124Nov 25, 2024 to Mar 27, 2025
- Individual clients · 13 to 21Nov 25, 2024 to Mar 27, 2025
- Assets in custody · $0 to $6.5MNov 25, 2024 to Mar 27, 2025
- Employees · 17 to 16Nov 25, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Nov 25, 2024 to Mar 27, 2025
- State-registered IARs · 14 to 15Nov 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $450M to $496MNov 25, 2024 to Mar 27, 2025
- HNW RAUM · $774M to $840MNov 25, 2024 to Mar 27, 2025
- Individual RAUM · $4.1M to $11.3MNov 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $328M to $355MNov 25, 2024 to Mar 27, 2025
- RAUM · $779M to $851MNov 25, 2024 to Mar 27, 2025
- Accounts · 991 to 994Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 15 to 14Mar 31, 2023 to Mar 28, 2024
- HNW clients · 118 to 126Mar 31, 2023 to Mar 28, 2024
- Individual clients · 21 to 13Mar 31, 2023 to Mar 28, 2024
- Employees · 18 to 17Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 15 to 14Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $383M to $450MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $667M to $774MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $6.1M to $4.1MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $290M to $328MMar 31, 2023 to Mar 28, 2024
- RAUM · $673M to $779MMar 31, 2023 to Mar 28, 2024
- Accounts · 940 to 991Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 14 to 15Mar 30, 2022 to Mar 31, 2023
- HNW clients · 109 to 118Mar 30, 2022 to Mar 31, 2023
Signals
4 dated events
- Timothy Michael Wiand left The Fairman Group, Llc for Ep Wealth Advisors (registered 2024-09-03)Aug 13, 2024 · Advisor changed firm · fact
- Matthew Bruce Ohrenich left The Fairman Group, Llc for Ethos Financial Group, Llc (registered 2024-02-19)Jan 31, 2024 · Advisor changed firm · fact
- Nathan Patrick Goldman left The Fairman Group, Llc for Hartford Funds (registered 2025-04-23)Aug 9, 2023 · Advisor changed firm · fact
- The Fairman Group, Llc reported RAUM $805.4M, up 27% from $635.6M (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Fairman Group LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 610-889-7300reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fairman-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- FAIRMANFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-889-7300reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- fairmanfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fairmanfinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026