RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• G• D•••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Sep 24, 2019 · Cleveland, Oh
- C••• R••••••••• P••• A••••••• S••••••• institutionalMay 8, 2017 to Dec 31, 2021 · Independence, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedNov 5, 2012 to May 5, 2017 · Avon Lake, Oh
- E••••• J•••• national BDJan 3, 2012 to May 9, 2012 · St Louis, Mo
- C••• R••••••••• P••• A••••••• S••••••• to C••• I••••••••• A••••••• S•••••••• L••left Dec 31, 2021, registered Sep 24, 2019 (-829 days) · channel change inside one enterprise, not a move · moved with a team
- F•••• T•••• S••••••••• I••• to C••• R••••••••• P••• A••••••• S•••••••left May 5, 2017, registered May 8, 2017 (3 days) · Other
- E••••• J•••• to F•••• T•••• S••••••••• I•••left May 9, 2012, registered Nov 5, 2012 (180 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address