DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• H•••• C••••••

W•••••••••independent RIARamona, Ca IA-onlyIAPD 5814089

Certified Financial Planner

Feed of 09/15/2026

Also filed as J••• C••••••

At current firm

8 y

since Sep 14, 2018

In the industry

14 y

since Nov 17, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••••• independent RIA current
since Sep 14, 2018 · Ramona, Ca
C••••••••• W••••• L•• former
Dec 6, 2021 to Dec 31, 2024 · Newport Beach, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Sep 21, 2018 · Boston, Ma
S•••••••• A••••••• L•• national BD
Oct 16, 2012 to Jul 13, 2018 · Brea, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 18, 2011 to Mar 6, 2012 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• L•• to no registered destination
left Dec 31, 2024 · Departure, no registered destination
F••••••• P••••••• A•• W•••••••• A••••••• to W•••••••••
left Sep 21, 2018, registered Sep 14, 2018 (-7 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••
left Mar 6, 2012, registered Oct 16, 2012 (224 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••• H•••• C•••••• no longer registered at C••••••••• W••••• L••; no later IA registration on IAPD
Dec 31, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address