RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• M•••• B••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 8, 2021 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 21, 2015 to Sep 12, 2019 · Grand Rapids, Mi
- R•••• A•••••••• L•• formerJan 21, 2011 to Apr 27, 2015 · Grandville, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 12, 2019, registered Sep 8, 2021 (727 days) · Wirehouse to wirehouse
- R•••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 27, 2015, registered May 21, 2015 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address