RIA Intelligence

Professional profile

linkedin.com/in/john-rumsey-cpwa®-crpc®-cepa®-58175737reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• S•••••••• A•••••••• L•• BD affiliated current
  since Mar 26, 2021 · Miami, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 3, 2010 to Mar 31, 2021 · Raleigh, Nc

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A•••••••• L••
  left Mar 31, 2021, registered Mar 26, 2021 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address