R••• J•••• P•••••

• S•••••• W••••• P•••••••• L•• BD affiliated current
  since Dec 16, 2023 · Beachwood, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Jan 12, 2011 to Feb 18, 2022 · Brooklyn, Oh
• E•••••••• A•••••••• L•• national BD
  Nov 15, 2010 to Jan 13, 2011 · Independence, Oh

• K•• I••••••••• S••••••• L•• to S•••••• W••••• P•••••••• L••
  left Feb 18, 2022, registered Dec 16, 2023 (666 days) · Affiliated broker-dealer or bank to another
• E•••••••• A•••••••• L•• to K•• I••••••••• S••••••• L••
  left Jan 13, 2011, registered Jan 12, 2011 (-1 days) · Other

• ••• Locked
  Feb 18, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address