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Registered advisor
D•••• L••• P•••••
Feed of 09/14/2026
Also filed as D•••• L•••
At current firm
7 y
since Jul 23, 2019
In the industry
15 y
since Nov 8, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••• L••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 23, 2019 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 24, 2014 · Oak Creek, Wi
- C•••• I••••••••• S••••••• C•••• formerMay 16, 2012 to Oct 1, 2012 · New Berlin, Wi
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••left Jul 24, 2014, registered Jul 23, 2019 (1825 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address