N••• M•••••• G••••

• C••••••••• W•••••• L•• independent RIA current
  since Sep 18, 2023 · Overland Park, Ks
• L•••• F•••••••• A•••••••• L•• unclassified
  Dec 23, 2019 to Nov 30, 2023 · Overland Park, Ks
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Dec 31, 2019 · Overland Park, Ks
• M•• F•••••••• S•••••••• I••• former
  Jan 13, 2016 to Mar 25, 2017 · Overland Park, Ks

• L•••• F•••••••• A•••••••• L•• to C••••••••• W•••••• L••
  left Nov 30, 2023, registered Sep 18, 2023 (-73 days) · Other · moved with a team
• M•• I•••••••• S•••••••• L•• to L•••• F•••••••• A•••••••• L••
  left Dec 31, 2019, registered Dec 23, 2019 (-8 days) · Other · moved with a team
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

• N••• M•••••• G•••• left L•••• F•••••••• A•••••••• L•• for C••••••••• W•••••• L•• (registered 2023-09-18)
  Nov 30, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address