RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• K•••• H•••
- M••••• S•••••• wirehouse currentsince Jan 12, 2023 · Pleasanton, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 22, 2014 to Jan 23, 2023 · San Francisco, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedFeb 28, 2013 to Jun 27, 2013 · Oakland, Ca
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jan 23, 2023, registered Jan 12, 2023 (-11 days) · Wirehouse to wirehouse
- U••• B•••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••left Jun 27, 2013, registered Jul 22, 2014 (390 days) · Other
- R•••••• K•••• H••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2023-01-12)Jan 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address