RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A••••• P•••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince May 5, 2026 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 2, 2024 to Feb 9, 2026 · Atlanta, Ga
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 8, 2019 to Dec 13, 2023 · Atlanta, Ga
- E•••••••• A•••••••• L•• national BDJul 31, 2017 to Dec 13, 2018 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 24, 2015 to Jul 31, 2017 · Marietta, Ga
- M•• I•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Feb 9, 2026, registered May 5, 2026 (85 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Dec 13, 2023, registered Jan 2, 2024 (20 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Dec 13, 2018, registered Jan 8, 2019 (26 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Jul 31, 2017, registered Jul 31, 2017 (0 days) · Wirehouse to affiliated broker-dealer or bank
- L••••• A••••• P••••• left M•• I•••••••• S•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2026-05-05)Feb 9, 2026 · Advisor changed firm · fact
- L••••• A••••• P••••• left N••••••••• M••••• I••••••••• S••••••••• for M•• I•••••••• S•••••••• L•• (registered 2024-01-02)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address