DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• M••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedPhoenix, Azdual registrantIAPD 5828082

Certified Financial Planner

Feed of 09/14/2026

Also filed as P•••Ip M••••••

At current firm

1 y

since Jul 16, 2025

In the industry

15 y

since Nov 12, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jul 16, 2025 · Phoenix, Az
V•••• C•••••• P•••••••• L•• independent RIA
Jan 11, 2021 to Jul 17, 2025 · Scottsdale, Az
P•• A••••••• independent RIA
Apr 19, 2016 to Jan 6, 2021 · Tucson, Az
V•••• C•••••• P•••••••• L•• independent RIA
Jan 1, 2015 to Apr 1, 2016 · Sierra Vista, Az
V•••• C•••••• P•••••••• L•• independent RIA
Mar 21, 2014 to Dec 31, 2014 · Sierra Vista, Az
S••••••••• A•••••• A•••••••• I••• former
Jan 12, 2012 to Mar 25, 2014 · Sierra Vista, Az

Moves

a registration end followed by a registration begin elsewhere

V•••• C•••••• P•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 17, 2025, registered Jul 16, 2025 (-1 days) · RIA to affiliated broker-dealer or bank
P•• A••••••• to V•••• C•••••• P•••••••• L••
left Jan 6, 2021, registered Jan 11, 2021 (5 days) · RIA to RIA
V•••• C•••••• P•••••••• L•• to P•• A•••••••
left Apr 1, 2016, registered Apr 19, 2016 (18 days) · Other
S••••••••• A•••••• A•••••••• I••• to V•••• C•••••• P•••••••• L••
left Mar 25, 2014, registered Mar 21, 2014 (-4 days) · Other

Signals

P••• M•••••• left V•••• C•••••• P•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-07-16)
Jul 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address