DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sung Hoon Pyon
Feed of 09/14/2026
Also filed as Michael Pyon
At current firm
2 y
since Nov 14, 2023
In the industry
15 y
since Apr 2, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Thrivent Investment Management Inc. BD affiliated currentsince Nov 14, 2023 · Minneapolis, Mn
- E*Trade Capital Management, LLC formerJun 19, 2019 to Aug 15, 2023 · San Diego, Ca
- Td Ameritrade, Inc. formerAug 4, 2016 to Jun 17, 2019 · Corte Madera, Ca
- Td Ameritrade Investment Management, LLC formerAug 4, 2016 to Jun 17, 2019 · Corte Madera, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 15, 2015 to Mar 31, 2016 · San Francisco, Ca
- MML Investors Services, LLC BD affiliatedApr 16, 2013 to Apr 20, 2015 · San Francisco, Ca
- Northwestern Mutual Investment Services,LLC no RAUMNov 3, 2011 to Mar 6, 2013 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Thrivent Investment Management Inc.left Aug 15, 2023, registered Nov 14, 2023 (91 days) · RIA to affiliated broker-dealer or bank
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jun 17, 2019, registered Aug 4, 2016 (-1047 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jun 17, 2019, registered Aug 4, 2016 (-1047 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade Investment Management, LLCleft Mar 31, 2016, registered Aug 4, 2016 (126 days) · Other
- MML Investors Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 20, 2015, registered Apr 15, 2015 (-5 days) · Other · moved with a team
- Northwestern Mutual Investment Services,LLC to MML Investors Services, LLCleft Mar 6, 2013, registered Apr 16, 2013 (41 days) · Other
Signals
- Sung Hoon Pyon left E*Trade Capital Management, Llc for Thrivent Investment Management Inc. (registered 2023-11-14)Aug 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address