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Registered advisor
L•••• M•••••••• L•••••
Feed of 09/15/2026
Also filed as L•••• L•••••
At current firm
7 y
since Jan 2, 2019
In the industry
11 y
since Dec 18, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 2, 2019 · The Villages, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDDec 3, 2015 to Jun 26, 2017 · Denver, Co
- C••••• A••••••• L•• formerJan 5, 2015 to Dec 10, 2015 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Jun 26, 2017, registered Jan 2, 2019 (555 days) · Affiliated broker-dealer or bank to another
- C••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 10, 2015, registered Dec 3, 2015 (-7 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address