RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••• C•••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Jul 6, 2017 · Princeton, Nj
- A•••••••• C•••••• M••••••••• L•• otherApr 30, 2015 to Jun 1, 2017 · Los Angeles, Ca
- T••••••••• G••••• I••••••••• L•• formerFeb 9, 2011 to Jan 8, 2014 · Los Angeles, Ca
- M•••••• C•••••• A•••••••• L•• mixed wealthOct 8, 2010 to Jul 21, 2011 · Grand Rapids, Mi
- A•••••••• C•••••• M••••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Jun 1, 2017, registered Jul 6, 2017 (35 days) · Other
- T••••••••• G••••• I••••••••• L•• to A•••••••• C•••••• M••••••••• L••left Jan 8, 2014, registered Apr 30, 2015 (477 days) · Other
- M•••••• C•••••• A•••••••• L•• to T••••••••• G••••• I••••••••• L••left Jul 21, 2011, registered Feb 9, 2011 (-162 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address