DFX Intelligence
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Registered advisor
J••••• K• P••••••••
Feed of 09/14/2026
Also filed as J••••• K•••• P••••••••• P••••••••• P••••••••• P••••••••
At current firm
0 y
since Feb 3, 2026
In the industry
15 y
since Oct 9, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 3, 2026 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 27, 2023 to Jan 23, 2026 · The Woodlands, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 30, 2023 · Boston, Ma
- S•••••••• A••••••• L•• national BDNov 18, 2014 to Jul 13, 2018 · The Woodlands, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 12, 2014 · Conroe, Tx
- C•••• I••••••••• S••••••• C•••• formerAug 2, 2011 to Oct 1, 2012 · Spring, Tx
All 6 prior registrationsShow fewer
- E••••• J•••• national BDOct 11, 2010 to Jun 9, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jan 23, 2026, registered Feb 3, 2026 (11 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 30, 2023, registered Jan 27, 2023 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to S•••••••• A••••••• L••left Nov 12, 2014, registered Nov 18, 2014 (6 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
All 6 movesShow fewer
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Jun 9, 2011, registered Aug 2, 2011 (54 days) · Other
Signals
- ••• LockedJan 23, 2026 · Advisor changed firm · fact
- ••• LockedJan 30, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address