W••• B••••••• B•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 18, 2019 · Green Cove Springs, Fl
• E••••• J•••• national BD
  Feb 19, 2013 to May 10, 2019 · Paducah, Ky
• U•• F•••••••• S••••••• I••• wirehouse
  Jul 1, 2011 to Feb 19, 2013 · Paducah, Ky
• C••• B•••••••• S•••••••• I••• former
  Dec 20, 2010 to May 23, 2011 · Orange Park, Fl

• E••••• J•••• to L•• F•••••••• L••
  left May 10, 2019, registered Jun 18, 2019 (39 days) · Affiliated broker-dealer or bank to independent RIA
• U•• F•••••••• S••••••• I••• to E••••• J••••
  left Feb 19, 2013, registered Feb 19, 2013 (0 days) · Wirehouse to affiliated broker-dealer or bank
• C••• B•••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••
  left May 23, 2011, registered Jul 1, 2011 (39 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address