C•••• A••• B•••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Apr 3, 2023 · Greenwood Village, Co
• P••••••• C•••••• A••••••• C••••••••• former
  Oct 20, 2011 to Apr 3, 2023 · Greenwood Village, Co
• P••••••• C•••••• A••••••• C••••••••• former
  May 24, 2011 to Jul 6, 2011 · Greenwood Village, Co
• F••••••••• L•• unclassified
  Oct 13, 2010 to Apr 1, 2011 · San Francisco, Ca

• P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
  left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
• F••••••••• L•• to P••••••• C•••••• A••••••• C•••••••••
  left Apr 1, 2011, registered May 24, 2011 (53 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address