DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brett James Dipasquale

Osaic Wealth, Inc.BD affiliatedFort Lauderdale, Fldual registrantIAPD 5838942

Feed of 09/14/2026

Also filed as Brett J Dipasquale

At current firm

3 y

since Sep 1, 2023

In the industry

15 y

since Mar 31, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Sep 1, 2023 · Fort Lauderdale, Fl
Sagepoint Financial, Inc. former
Feb 13, 2023 to Sep 1, 2023 · Fort Lauderdale, Fl
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Feb 13, 2023 · Raleigh, Nc
Signator Investors, Inc. former
Feb 6, 2018 to Nov 2, 2018 · Raleigh, Nc
Sagepoint Financial, Inc. former
Jan 10, 2017 to Feb 9, 2018 · Fort Lauderdale, Fl
Msi Financial Services, Inc. former
Sep 26, 2011 to Jan 11, 2017 · Elkridge, Md
Equitable Advisors, LLC national BD
Apr 1, 2011 to Sep 1, 2011 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Osaic Wealth, Inc. to Sagepoint Financial, Inc.
left Feb 13, 2023, registered Feb 13, 2023 (0 days) · channel change inside one enterprise, not a move
Signator Investors, Inc. to Osaic Wealth, Inc.
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Sagepoint Financial, Inc. to Signator Investors, Inc.
left Feb 9, 2018, registered Feb 6, 2018 (-3 days) · Other
Msi Financial Services, Inc. to Sagepoint Financial, Inc.
left Jan 11, 2017, registered Jan 10, 2017 (-1 days) · Other
Equitable Advisors, LLC to Msi Financial Services, Inc.
left Sep 1, 2011, registered Sep 26, 2011 (25 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address