DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Janee Browne
Feed of 09/14/2026
Also filed as Janee C Browne
At current firm
3 y
since Dec 20, 2022
In the industry
15 y
since Nov 19, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Dec 20, 2022 · New York City, Ny
- Equitable Advisors, LLC national BDDec 23, 2020 to Nov 29, 2022 · Melville, Ny
- Northwestern Mutual Investment Services,LLC no RAUMApr 9, 2020 to Nov 30, 2020 · New York, Ny
- Bny Mellon Securities Corporation otherJul 13, 2018 to Jun 17, 2019 · New York, Ny
- Strategic Advisers LLC national BDOct 24, 2016 to Jul 7, 2018 · New York, Ny
- Neuberger Berman Bd LLC no RAUMJan 11, 2016 to Oct 11, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Charles Schwab & Co., Inc.left Nov 29, 2022, registered Dec 20, 2022 (21 days) · Affiliated broker-dealer or bank to another
- Northwestern Mutual Investment Services,LLC to Equitable Advisors, LLCleft Nov 30, 2020, registered Dec 23, 2020 (23 days) · Other
- Bny Mellon Securities Corporation to Northwestern Mutual Investment Services,LLCleft Jun 17, 2019, registered Apr 9, 2020 (297 days) · Other
- Strategic Advisers LLC to Bny Mellon Securities Corporationleft Jul 7, 2018, registered Jul 13, 2018 (6 days) · Affiliated broker-dealer or bank to another
- Neuberger Berman Bd LLC to Strategic Advisers LLCleft Oct 11, 2016, registered Oct 24, 2016 (13 days) · Other
Signals
- Janee Browne left Equitable Advisors, Llc for Charles Schwab & Co., Inc. (registered 2022-12-20)Nov 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address