DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael E Armistead
Certified Financial Planner
Feed of 09/15/2026
Also filed as Michael E Armistead
At current firm
4 y
since Aug 1, 2022
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- David Vaughan Investments, LLC independent RIA currentsince Aug 1, 2022 · Winter Park, Fl
- Schwab Wealth Advisory, Inc. no RAUMFeb 14, 2017 to Jul 19, 2022 · Orlando, Fl
- Charles Schwab & Co., Inc. national BDJun 10, 2015 to Feb 9, 2017 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Schwab Wealth Advisory, Inc. to David Vaughan Investments, LLCleft Jul 19, 2022, registered Aug 1, 2022 (13 days) · Other
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Feb 9, 2017, registered Feb 14, 2017 (5 days) · channel change inside one enterprise, not a move
Signals
- Michael E Armistead left Schwab Wealth Advisory, Inc. for David Vaughan Investments, Llc (registered 2022-08-01)Jul 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address