DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
3 y
since Aug 15, 2023
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Aug 15, 2023 · Holland, Mi
- Foundations Investment Advisors LLC independent RIAJul 7, 2020 to Aug 14, 2023 · Greensboro, Nc
- Brookstone Asset Management, LLC asset managerJul 28, 2014 to Jul 6, 2020 · Wheaton, Il
- Brookstone Wealth Advisors, LLC no RAUMJul 11, 2014 to Jul 6, 2020 · Greensboro, Nc
- Capital Investment Advisors, Inc unclassifiedOct 18, 2012 to Jun 13, 2016 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- Foundations Investment Advisors LLC to Advisory Alpha, LLCleft Aug 14, 2023, registered Aug 15, 2023 (1 days) · RIA to RIA
- Brookstone Wealth Advisors, LLC to Brookstone Asset Management, LLCleft Jul 6, 2020, registered Jul 28, 2014 (-2170 days) · channel change inside one enterprise, not a move · moved with a team
- Brookstone Asset Management, LLC to Foundations Investment Advisors LLCleft Jul 6, 2020, registered Jul 7, 2020 (1 days) · RIA to RIA
- Capital Investment Advisors, Inc to Brookstone Wealth Advisors, LLCleft Jun 13, 2016, registered Jul 11, 2014 (-703 days) · Other
Signals
- Bryan K Gaiser left Foundations Investment Advisors Llc for Advisory Alpha, Llc (registered 2023-08-15)Aug 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address