DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bradley Robert Yocum

Hartford Fundsasset managerErlanger, Ky dual registrantIAPD 5844917

Feed of 09/15/2026

Also filed as Brad Yocum

At current firm

3 y

since Sep 8, 2023

In the industry

14 y

since Nov 22, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hartford Funds asset manager current
since Sep 8, 2023 · Erlanger, Ky
S.B. Value Partners, L.P. other
Mar 13, 2023 to Sep 5, 2023 · Allentown, Pa
Advisors Asset Management, Inc. mixed wealth
Apr 1, 2021 to Mar 8, 2023 · Boerne, Tx
Cornerstone Advisors Asset Management, LLC other
Mar 25, 2019 to Apr 5, 2021 · Bethlehem, Pa
Nuveen Asset Management, LLC mixed wealth
Jan 13, 2015 to Aug 27, 2018 · Chicago, Il
Advisors Asset Management, Inc. mixed wealth
Feb 7, 2012 to Jan 13, 2015 · Lisle, Il

Moves

a registration end followed by a registration begin elsewhere

S.B. Value Partners, L.P. to Hartford Funds
left Sep 5, 2023, registered Sep 8, 2023 (3 days) · Other
Advisors Asset Management, Inc. to S.B. Value Partners, L.P.
left Mar 8, 2023, registered Mar 13, 2023 (5 days) · Other
Cornerstone Advisors Asset Management, LLC to Advisors Asset Management, Inc.
left Apr 5, 2021, registered Apr 1, 2021 (-4 days) · Other
Nuveen Asset Management, LLC to Cornerstone Advisors Asset Management, LLC
left Aug 27, 2018, registered Mar 25, 2019 (210 days) · Other
Advisors Asset Management, Inc. to Nuveen Asset Management, LLC
left Jan 13, 2015, registered Jan 13, 2015 (0 days) · Other

Signals

Bradley Robert Yocum left S.B. Value Partners, L.P. for Hartford Funds (registered 2023-09-08)
Sep 5, 2023 · Advisor changed firm · fact
Bradley Robert Yocum left Advisors Asset Management, Inc. for S.B. Value Partners, L.P. (registered 2023-03-13)
Mar 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address