RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C• G••••••
- D•••••• C••••• G••••• L•• independent RIA currentsince Jul 23, 2026 · Dandridge, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 7, 2018 to Nov 7, 2025 · Radnor, Pa
- P••• A••••• S••••••••• L•• BD affiliatedMar 28, 2016 to Sep 10, 2018 · King Of Prussia, Pa
- M•• I•••••••• S•••••••• L•• to D•••••• C••••• G••••• L••left Nov 7, 2025, registered Jul 23, 2026 (258 days) · Affiliated broker-dealer or bank to independent RIA
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 10, 2018, registered Nov 7, 2018 (58 days) · Affiliated broker-dealer or bank to another · moved with a team
- J•••••• C• G•••••• left M•• I•••••••• S•••••••• L•• for D•••••• C••••• G••••• L•• (registered 2026-07-23)Nov 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address