RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E•••• S•••• B••••
- S••• W••••• independent RIA currentsince Jan 10, 2022 · Hunt Valley, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 10, 2016 to Jan 11, 2022 · Timonium, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 18, 2011 to Apr 21, 2016 · Linthicum Heights, Md
- K••••• A••••••• S•••••••• L•• to S••• W•••••left Jan 11, 2022, registered Jan 10, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- V•••• F•••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••left Apr 21, 2016, registered May 10, 2016 (19 days) · Other
- J••••• E•••• S•••• B•••• left K••••• A••••••• S•••••••• L•• for S••• W••••• (registered 2022-01-10)Jan 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address