RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• L••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Jul 29, 2019 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJan 22, 2013 to Jul 4, 2019 · New York, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 17, 2011 to Nov 16, 2012 · Philadelphia, Pa
- U•• F•••••••• S••••••• I••• to A•••• W••••• M••••••••• L••left Jul 4, 2019, registered Jul 29, 2019 (25 days) · Wirehouse to independent RIA
- V••• F•••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••left Nov 16, 2012, registered Jan 22, 2013 (67 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address