RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• T••••• D•••
- M•••••• C•••••• A••••••• I••• state registered currentsince Sep 30, 2024 · Sunnyvale, Ca
- M•••••• C•••••• A••••••• I••• unclassifiedJun 6, 2018 to Oct 27, 2021 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerMar 5, 2015 to Jun 14, 2016 · San Francisco, Ca
- A••••••••• L••• otherFeb 28, 2011 to Mar 4, 2015 · San Francisco, Ca
- M•••••• C•••••• A••••••• I••• to M•••••• C•••••• A••••••• I•••left Oct 27, 2021, registered Sep 30, 2024 (1069 days) · Other
- C••••• S••••• S••••••••• •••• L•• to M•••••• C•••••• A••••••• I•••left Jun 14, 2016, registered Jun 6, 2018 (722 days) · Other
- A••••••••• L••• to C••••• S••••• S••••••••• •••• L••left Mar 4, 2015, registered Mar 5, 2015 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address