RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- W••••••••• I••••••••• M••••••••• L•• independent RIA currentsince Aug 16, 2023 · Omaha, Ne
- S•••••• P•••••••• L•• independent RIAFeb 22, 2019 to Oct 19, 2021 · Ashland, Ne
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 2, 2014 to Mar 7, 2017 · Lincoln, Ne
- S•••••• P•••••••• L•• to W••••••••• I••••••••• M••••••••• L••left Oct 19, 2021, registered Aug 16, 2023 (666 days) · RIA to RIA
- N••••••••• M••••• I••••••••• S••••••••• to S•••••• P•••••••• L••left Mar 7, 2017, registered Feb 22, 2019 (717 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address