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Registered advisor
D•••••• F•••• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••••• G•••••
At current firm
4 y
since Mar 14, 2022
In the industry
15 y
since Dec 3, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Mar 14, 2022 · Marlton, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 17, 2013 to Sep 7, 2023 · Philadelphia, Pa
- T• A••••••••• I••• formerSep 17, 2013 to Oct 14, 2022 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 27, 2011 to Sep 3, 2013 · Pennington, Nj
- E••••• J•••• national BDDec 7, 2010 to Apr 8, 2011 · Medford, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Mar 14, 2022 (-542 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Sep 17, 2013 (-3314 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Sep 3, 2013, registered Sep 17, 2013 (14 days) · Other
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 8, 2011, registered Jun 27, 2011 (80 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address