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Registered advisor

M••••• J• A••••••

W•••• F•••• A•••••••wirehouseReston, Va dual registrantIAPD 5854995

Feed of 09/14/2026

Also filed as M••••• A••••••

At current firm

1 y

since Feb 25, 2025

In the industry

13 y

since Jul 24, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Feb 25, 2025 · Reston, Va
C•••••• S••••• • C••• I••• national BD
Jan 28, 2022 to Mar 12, 2025 · Tysons Corner, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 17, 2020 to Sep 7, 2023 · Fairfax, Va
T• A••••••••• I••• former
Apr 14, 2020 to Oct 14, 2022 · Tysons Corner, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 13, 2013 to Sep 3, 2019 · Omaha, Ne
T• A••••••••• I••• former
Aug 13, 2013 to Sep 3, 2019 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
left Mar 12, 2025, registered Feb 25, 2025 (-15 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 28, 2022 (-587 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Apr 17, 2020 (-910 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 3, 2019, registered Apr 14, 2020 (224 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 3, 2019, registered Aug 13, 2013 (-2212 days) · channel change inside one enterprise, not a move · moved with a team

Signals

M••••• J• A•••••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2025-02-25)
Mar 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address