I•• M•••••• F••••

• C•••••• S••••• • C••• I••• national BD current
  since Jan 26, 2022 · Towson, Md
• T• A••••••••• I••••••••• M••••••••• L•• former
  May 4, 2015 to Sep 7, 2023 · Lutherville, Md
• T• A••••••••• I••• former
  May 4, 2015 to Oct 14, 2022 · Towson, Md
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  Mar 21, 2014 to May 11, 2015 · Owings Mills, Md

• T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
  left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Oct 14, 2022, registered May 4, 2015 (-2720 days) · corporate re-registration, not a move
• T• R••• P•••• A••••••• S•••••••• I••• to T• A••••••••• I•••
  left May 11, 2015, registered May 4, 2015 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address