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RIA Intelligence
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Registered advisor
R•••••• A••••• P••••••
Feed of 09/15/2026
Also filed as R•••••• A••••• P••••••
At current firm
6 y
since Mar 13, 2020
In the industry
14 y
since Apr 10, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 13, 2020 · Pasadena, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2012 to Mar 13, 2020 · Ontario, Ca
- A•••••••• I••••••••• A••••••• state registeredApr 10, 2012 to Jul 31, 2012 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 13, 2020, registered Mar 13, 2020 (0 days) · Wirehouse to wirehouse · moved with a team
- A•••••••• I••••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 31, 2012, registered Nov 26, 2012 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address