RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• E• H•••••
- L•• F•••••••• L•• BD affiliated currentsince May 13, 2026 · Sacramento, Ca
- W•••• F•••• A••••••• wirehouseFeb 1, 2019 to May 18, 2026 · Sacramento, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 25, 2011 to Feb 5, 2019 · Sacramento, Ca
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 18, 2026, registered May 13, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 5, 2019, registered Feb 1, 2019 (-4 days) · Wirehouse to wirehouse · moved with a team
- D•••••• E• H••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-05-13)May 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address