RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• E•••••• C••••
- C••••• W••••• M••••••••• state registered currentsince Oct 27, 2022 · Tulsa, Ok
- M•••••• C•••••• independent RIASep 26, 2014 to Apr 3, 2024 · Tulsa, Ok
- P••••••• I••••••••• A••••••• independent RIADec 24, 2010 to Aug 26, 2014 · Tulsa, Ok
- M•••••• C•••••• to C••••• W••••• M•••••••••left Apr 3, 2024, registered Oct 27, 2022 (-524 days) · RIA to a state-registered adviser
- P••••••• I••••••••• A••••••• to M•••••• C••••••left Aug 26, 2014, registered Sep 26, 2014 (31 days) · Other
- C•••••• E•••••• C•••• left M•••••• C•••••• for C••••• W••••• M••••••••• (registered 2022-10-27)Apr 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address